Secretarial Compliance Review
Companies are required to comply with various secretarial and regulatory requirements under the Companies Act, FEMA, SEBI regulations, and other applicable laws. Regular Secretarial Compliance Reviews help organizations identify compliance gaps, strengthen corporate governance, and reduce the risk of regulatory penalties.
At Ritesh Arora & Associates, we provide comprehensive Secretarial Compliance Review services to assess statutory compliances, verify corporate records, and ensure adherence to applicable legal and regulatory requirements.
Our Process
How we deliver this engagement.
Compliance Assessment
Identify applicable legal and regulatory requirements.
Document Review
Examine statutory records and corporate filings.
Verification
Assess compliance with ROC, FEMA, and SEBI regulations.
Reporting
Present findings and recommendations.
Advisory
Support implementation of corrective compliance measures.
Strengthening Corporate Compliance
Our Secretarial Compliance Review Services Include
Review of ROC Compliances
We examine compliance with the filing and reporting requirements prescribed under the Companies Act.
FEMA & SEBI Compliance Verification
We review compliance with applicable FEMA and SEBI regulations based on the nature of the business and regulatory requirements.
Our services include:
FEMA compliance verification.
| Particulars | Coverage |
|---|---|
| Secretarial Records Review | We verify statutory records, resolutions, and corporate documentation to ensure compliance with legal requirements. |
| Compliance Reporting | We prepare reports highlighting compliance status, observations, and recommendations for improving corporate governance. |
| Benefits of Secretarial Compliance Review | Improved regulatory compliance. |
Our Secretarial Compliance Review services help organizations maintain compliance with corporate laws and regulatory requirements while improving governance, transparency, and overall compliance management.
Our general frequently asked questions
Find quick answers to common questions about our services, timelines, and engagement process.
VIEW ALL QUESTIONSOur prices are competitive and market-driven. However, we offer various payment plans and special offers for early buyers. Contact our team to discuss available options and any ongoing promotions.
You will typically need PAN cards, Aadhaar cards, photographs, and address proofs of the directors, along with the registered office address proof.